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The successful Compliance Specialist, Marketing candidate will work with a team of Compliance and Marketing professionals across the enterprise and will focus on payment processing and general bank marketing compliance.
SoFi’s broader Communications With the Public team (CWP) provides compliance expertise and partner support to Marketing, Business Development, and Product departments enterprise-wide, including Galileo’s payment processing and program management. In a manner supportive of SoFi’s culture of cross-functional collaboration, the Compliance Specialist, Marketing will review and approve communications with the public prior to distribution, while ensuring regulatory adherence and managing to tight deadlines.
The ideal candidate will have advertising compliance experience and strong knowledge of regulatory requirements that apply to advertising and marketing. This includes, but is not limited to, the following regulations: CAN-SPAM, TCPA, UDAAP, Reg. DD (TISA), and ECOA. This candidate will report directly to the Manager of the CWP team, while also maintaining strong relationships with the Galileo compliance team in order to acquire a working knowledge of their products and services.
What you’ll do:
Review marketing assets submitted by the Marketing team to ensure compliance with applicable laws and regulations
Provide day-to-day marketing compliance support to various business units, primarily Galileo, and act as the key point-of-contact between Compliance and the Marketing organization for escalations
Own and drive the research of regulatory risks in connection with advertising and marketing, document analysis, and communicate recommended or required action to the impacted business teams
Track marketing claims and maintain associated disclosures and substantiation through the firm’s marketing workflow system
Drive the development and maintenance of SoFi’s policies, procedures, and regulatory compliance training material
Monitor changes in applicable laws, regulations, and industry standards related to marketing compliance
Assist with audit and exam responses related to the marketing review process
Other duties as assigned
What you’ll need:
5+ years of relevant work experience in financial services and/or fintech, with a preferred background in legal, compliance, marketing, or a related field
A degree from an accredited university or significant relevant experience demonstrating your understanding of marketing compliance in the financial sector
Propensity to thrive in a fast-paced, ever-changing environment while maintaining a sharp focus on compliance standards
Keen attention to detail required
Poise under pressure and ability to triage and prioritize competing priorities
Expertise in developing and fostering cross-functional relationships with key stakeholders to collaborate effectively
Ability to articulate complex opinions and requirements in a simple and understandable way
Talent for developing practical, creative solutions that meet business needs while remaining compliant with laws and regulations
Flexibility to occasionally work outside of business hours as needs arise
Nice to have:
Experience with G Suite, Workfront
