Prudential Regulation Associate

Posted 8 Days Ago
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Edinburgh, Midlothian, Scotland
3-5 Years Experience
Fintech • Payments • Financial Services
The Role
The Prudential Regulation Associate at FNZ will be responsible for preparing and analyzing key internal capital and liquidity assessments, providing regulatory support, and conducting reviews on financial risks. The role requires strong technical skills, knowledge of regulatory requirements, and excellent project management and communication skills.
Summary Generated by Built In

Role Description:

Reporting to the Head of Financial Risk, you will be part of the Regulatory Finance team within UKMEA Finance, who provides expertise for all prudential regulatory matters across FNZ UKMEA which comprises of two MIFIDPRU investment firms..

Key responsibilities:

  • Preparing, analysing and developing key internal capital and liquidity assessments including ICARA, stress testing, recovery plan, wind down plan and MIFIDPRU 8 disclosures.

  • Close liaison with the risk owners/executive, the Risk & Compliance team and Board members.

  • Assist in external prudential regulatory reporting to regulators.

  • Internal monitoring of key prudential metrics (capital and liquidity).

  • Assess impact of new regulations) on capital, Liquidity and reporting.

  • Support on providing regulatory (prudential) support to ad-hoc projects.

  • Support on providing advice on regulatory (Capital and Liquidity) impacts on new deals/new products.

  • Regulatory capital and liquidity planning (including stress testing).

  • Supporting the on-going development and enhancement of the firm’s stress testing framework (capital and liquidity).

  • Conduct reviews on the key financial risks.

Experience Required:

The following skills and experience are required for this role:

  • Analytical and numerate with strong technical skills and good attention to detail.

  • Understanding of MIFIDPRU/ Investment Firm Regulation or Capital requirements regulation and Directive.

  • Strong Microsoft excel skills.

  • Excellent project management skills - comfortable hitting deadlines and working in a fast-paced, hands-on, high-growth environment.

  • Excellent oral and written communication skills, interacting with people at all levels (up to and including the executive Boards) and across all departments.

  • Ability to work independently and assume responsibility for project deliverables.

The following skills and experience are desired for this role:

  • Prior experience with ICARA/ICAAP preparation and financial modelling.

  • Part or fully qualified accountant and / or regulatory professional with at least 3+ years industry experience.

  • Commercial outlook, willing to use initiative and think laterally to get things done.

#LI-CM1

About FNZ

FNZ is committed to opening up wealth so that everyone, everywhere can invest in their future on their terms. We know the foundation to do that already exists in the wealth management industry, but complexity holds firms back. 

We created wealth’s growth platform to help. We provide a global, end-to-end wealth management platform that integrates modern technology with business and investment operations. All in a regulated financial institution. 

We partner with over 650 financial institutions and 12,000 wealth managers, with US$1.5 trillion in assets under administration (AUA).

Together with our customers, we help over 20 million people from all wealth segments to invest in their future.

The Company
HQ: London
4,252 Employees
On-site Workplace

What We Do

FNZ is committed to opening up wealth so that everyone, everywhere can invest in their future on their terms. We know the foundation to do that already exists in the wealth management industry, but complexity holds firms back.

We created wealth’s growth platform to help. We provide a global, end-to-end wealth management platform that integrates modern technology with business and investment operations. All in a regulated financial institution.

We partner with over 650 financial institutions and 12,000 wealth managers, with US$1.5 trillion in assets under administration (AUA).

Together with our customers, we help over 20 million people from all wealth segments to invest in their future

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